1 Feb 2020

Senior Compliance Administrator (Compliance Monitoring) | Guernsey,United Kingdom

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Job Description

Senior Compliance Administrator (Compliance Monitoring), Guernsey

Our client is a Stockbroking & Investment Management company seeking to recruit a Senior Compliance Administrator (Compliance Monitoring).

Overall purpose of the role:

The overriding responsibilities of this role are to ensure that the Compliance Monitoring Programme is kept up to date, that PA dealing, breaches, incidents, complaints, gifts & entertainment etc. are appropriately recorded and addressed where necessary and maintenance of Compliance documentation and information on the intranet.

Key responsibilities will include;

• To undertake the Compliance Monitoring Programme.
• To ensure all compliance registers are maintained.
• To review and update compliance policies.
• Ad hoc projects as necessary from time to time.

The successful candidate will have:

• Relevant previous experience of working in a similar role.
• To hold, or be working towards, a compliance qualification e.g. an International Compliance Association Diploma qualification.

For more information, please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.

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Job expires in Endless.

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