10 Oct 2020

Manager, Market Regulation Department, Guernsey | Guernsey,United Kingdom

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Job Description

Our client is an international stock exchange providing a responsive and innovative listing facility for international companies to raise capital from investors based around the globe seeking to recruit a Manager, Market Regulation Department.

Overall purpose of the role;

The Manager will be focused on building and maintaining excellent working relationships with Member firms as part of the oversight and supervision of them through regular engagement and the provision of value-adding training and guidance. This will include undertaking risk-based onsite visits to Member firms in order to assess their continuing compliance with the rules of the Exchange, and to propose risk-mitigation supervisory actions and/or appropriate enforcement activities if required.

The successful candidate;

The key competencies for this role include an analytical and investigative mindset driven by curiosity, an ability to exercise good judgement when dealing with partial, ambiguous or complex information and an excellent knowledge of industry standards and regulations.

For more information, please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.

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