30 May 2017

Listings specialist Fund Services, Guernsey

Personnel AppointmentsAnywhere

Job Description

Our client is a fund and fiduciary services company seeking to recruit a Listings specialist - Fund Services. Role: The company has been a member of an international stock exchange and provided category 2 (investment fund) listing services for a number of years. On client demand, the company is also starting Category 1 Sponsor therefore looking for a Listings specialist - Fund Services. This role would suit someone with a legal background or fund administration background looking to specialise in listings and build a portfolio of listing clients. Key responsibilities will include: • Responsible for provision of advice and guidance with respect to both listings of investment funds and debt listings. Currently limited to two open ended fund clients with eight share classes listed. • Responsibility for the relationship with the stock exchange. • Act as principal point of contact for the company’s international funds business with respect to stock exchange’s listing enquiries. • Liaise with clients and legal counsel to assist them with the listing process and make listing applications to the stock exchange. • Ensure loan documentation is in accordance with the listing rules and draft wrapper documents where required. • Maintain processes and procedures in accordance with the listing rules and ensure all listings comply with continuing obligations. • Collect annual, quarterly and one off set up fees. • Occasional travel to support business development team members with promotion of listing services. • Collection of CDD in compliance with AML regulations. • Build strong relationships with listing clients. • Assisting other members of the funds team with all aspects of day-to-day administration and projects as required. • Supporting management in the continued introduction of software/systems and the development of effective procedures. The successful candidate will have: • Experience of debt and investment fund listings applications. • Experience and understanding of multiple fund types: open ended, closed ended and Non-Guernsey schemes. • Understanding of debt structures and investment funds. • Familiar with stock exchange’s listing requirements for listed funds and debt securities. • Understanding of FATCA and CRS. • Understanding of Guernsey company law and fund regulations. • Rigorous planning and organisational skills For more information please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.

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