12 Oct 2015
Junior Compliance Professional, Guernsey
Job DescriptionOur client is a global private markets investment management firm with 18 offices around the world seeking to recruit a Junior Compliance Professional. Key responsibilities will include: ? Identifying, interpreting and accurately applying Guernsey legislation and regulation to ensure compliance by licensees, collective investment schemes and other supervised entities; ? Preparing quarterly Licensee and Fund compliance reports; ? Completing and updating Guernsey regulatory task lists; ? Monitoring regulatory change in Guernsey and advising the Guernsey Compliance Officer on how to meet such changes in obligation; ? Working with global teams to identify and quantify the effect of Guernsey regulation on group-level projects; ? Reviewing and maintaining policies, procedures and manuals to ensure ongoing compliance with Guernsey regulation and compatibility with global compliance program, aims & culture; ? Working with diverse and complex structures, including 19 administered licensees, more than 70 regulated funds and significant numbers of special purpose vehicles; and ad hoc support and project work, whether on Guernsey or international matters, as required within the global compliance team. The successful candidate will have: ? An in depth understanding of compliance practices and either already be, or be committed to become, an expert in Guernsey Fund Industry Regulation. ? Legally or professionally (ICA Diploma, ICSA, etc.) qualified.
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