14 Sep 2015

Deputy Compliance Officer, Guernsey

Personnel AppointmentsAnywhere

Job Description

Our client is a fiduciary services company seeking to recruit a Deputy Compliance Officer. Overall purpose of the role: The Deputy Compliance Officer will assist the Compliance Officer & will ensure that legal, regulatory and corporate governance standards are met. In addition, the Deputy Compliance Officer will possess good organisation and communication skills and be willing to expand their knowledge with respect to Compliance. Key responsibilities will include: ? Arrange for the Verification of Identity (?VOI?) documents received into the office to be scanned, recorded and filed in accordance with relevant procedures ? Undertake the initial review of completed compliance forms, checking VOI documents for correct confirmations and preparing VOI packs for sign-off by the Compliance Officer and Client Director ? Complete World Checks as requested ? Compliance Officer ? Ensure corporate compliance with procedures and legislation ? Any other duties as may be required from time to time The successful candidate will have: ? Minimum of 5 years? experience in Fiduciary services. ? Previous experience of ensuring compliance with procedures and legislation, writing procedures, conducting compliance reviews and producing compliance reports. ? Knowledge of relevant regulations, rules and codes GFSC. ? Already holds or a desire to study for the ICA International Diploma in Compliance. ? Computer literate with experience of databases, Word and Excel. ? Excellent communication skills both verbal and written. ? Additional industry experience or qualification would be beneficial.

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