12 Oct 2015
Compliance Specialist, Guernsey
Job DescriptionOur client is a global private markets investment management firm with 18 offices around the world seeking to recruit a Compliance Specialist. Key responsibilities will include: ? Accurately applying Guernsey regulation to ensure compliance (predominantly with POI Law, but also Fiduciary related) by licensees, collective investment schemes and other supervised entities; ? Monitoring regulatory change in Guernsey and leading responses to change in regulation; ? Completing and updating Guernsey regulatory task lists; ? Reviewing and maintaining policies, procedures and manuals to ensure ongoing compliance with Guernsey regulation; ? Working with global teams to identify and quantify the effect of Guernsey regulation on group-level projects; ? Preparing quarterly Licensee and Fund compliance reports; ? Working closely with the Global Compliance Team to further develop and maintain the Global Compliance Program; ? Working with diverse and complex structures, including 18 administered licensees, more than 70 ACEIS, 3 non-Guernsey schemes and significant numbers of special purpose and mandate vehicles; and Ad hoc projects and reporting as required. The successful candidate will have: ? An in depth understanding of Compliance and Guernsey Fund Industry regulation gained within either: private equity, asset or fund management, the regulator, or private practice. ? Professionally qualified (such as the ICA Diploma). ? Confident and comfortable communicating with teams and individuals across all levels and across different jurisdictions; ? Proactive hands on approach; ? Articulate, with strong stakeholder management to effectively implement new procedures.
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