7 Jun 2017

Compliance Officer MLRO, Guernsey

Personnel AppointmentsAnywhere

Job Description

Our client is an independently owned business providing tax advisory and compliance support services to a variety of private, corporate and institutional clients seeking to recruit a Compliance Officer. Key responsibilities will include: • Maintain a compliance monitoring programme (CMP) to assess whether the firm is complying with its regulatory requirements on an ongoing basis. • Provide a formal Report to the Board at their quarterly meetings outlining: findings from the CMP, any regulatory developments/actions, prospective changes to regulations/legislation which might have an impact on the firm, staff training and CPD, draft and maintain Compliance and AML/CFT Manuals for approval by the Board. • Assist the Board in the production and review of their Business. • Risk Assessment • Assist the Board in the management of its risk and its self- assessment under PRISM • Provide a general compliance advisory role for directors and staff • Arrange for staff and directors to receive their statutory training to ensure their ongoing competence for their roles • Assess for suitability and maintain proper client due diligence records (electronic and hard) • Provide a due diligence “sign off” function for new business cases and new due diligence sourced on existing cases • Undertake World-Check searches for all new business relationships and upon request / as deemed necessary for existing clients. • Maintain an appropriate database of the World- Check results The successful candidate will have: • A minimum of 4 – 5 years in a similar compliance role. • Previous experience in the financial sector. • Confidence to present to the Board and other Senior Management. • A commitment to providing quality client service. • Strong written and verbal communication skills. • Be detail orientated and analytical. • The ability to use MS Word, Excel and Outlook. For more information please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.

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