4 Jun 2020

Compliance Officer, Guernsey | Guernsey,United Kingdom

Personnel AppointmentsAnywhere

Job Description

Our client is a leading global wealth manager with strong investment banking capabilities seeking to recruit a Compliance Officer.

Overall purpose of the role:

• The candidate will perform second line of defence monitoring and evaluation, liaising with Front teams and monitoring shortfalls through to conclusion
• Perform second line of defence reviews of clients risk rated as low/medium/high both periodic and ad hoc
• Effectively communicate all review findings to originating business area and management
• Review overnight and ad hoc party “hits” for screening and surveillance against sanctions and negative news media
• Prepare key periodic metrics for a variety of partners
• Assist with the building and delivery of their training program for Compliance, Anti-Money Laundering and Countering the Financing of Terrorism
• Update procedures and Compliance Manual
• General compliance activities

The successful candidate will have:

• Relevant previous experience of working in a similar role
• Education to degree level or equivalent or qualified through experience
• Preferably completed the ICA International Certificate or Diploma in Anti-Money Laundering and/or Financial Crime Prevention and /or Governance, Risk, Compliance
• Knowledge of the GFSC Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing will be an advantage, but consideration will be given to knowledge and experience of internationally accepted AML laws, regulations, industry standards and practices
• Strong written, analytical, research and interpersonal skills with the ability to multi-task and successfully complete projects

For more information, please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.

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