2 Jun 2016

Compliance Officer Guernsey

Personnel AppointmentsAnywhere

Job Description

Our client is a fiduciary services company seeking to recruit a Compliance Officer. This role is also open for someone who is in the process of studying and / or willing to undertake more study. Role purpose: To provide assistance to the Compliance Team to ensure the Company meets all its Regulatory obligations. Key responsibilities will include: • Responsible for the Company’s compliance monitoring programme (“CMP”) and undertaking testing in accordance with the CMP; • Produce written reports in respect of CMP findings and ensure all queries raised are followed up and completed to closure; • Responsible for the co-ordination and monitoring of FATCA and CRS requirements; • Assisting with FATCA / CRS submissions in a timely manner; • Responsible for the monitoring the completion of client risk profiles (CRP’s), periodic reviews (PR’s) and action points; • Act as Deputy MLRO for the Group Limited as lead licensee; • Notify the business in a timely manner of and report on sanctions notifications and /or other notifications issued by the regulator and or/ other similar bodies. • Maintain and distribute authorised signatory lists and due diligence packs to third parties and intermediaries; • Assist with the implementation of training plans for staff members; • Assist with various other ad hoc tasks and projects as delegated; • Provide guidance to staff with regards AML / CFT regulations and the Company’s internal policies and procedures. The successful candidate will have: • Minimum of 3 years’ compliance experience and some secretarial experience. • Willingness to start or continue studying towards an appropriate Compliance qualification. • Signing Authority - ‘B’ Signatory For more information please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.


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http://www.pa4jobs.com/jobs/Compliance-Officer-Guernsey/626441

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