26 May 2016

Compliance Officer Guernsey

Personnel AppointmentsAnywhere

Job Description

Our client is a fiduciary services company seeking to recruit a Compliance Officer. Role purpose: To provide assistance to the Compliance Team to ensure the Company meets all its Regulatory obligations. Key responsibilities will include: ? Responsible for the Company?s compliance monitoring programme (?CMP?) and undertaking testing in accordance with the CMP; ? Produce written reports in respect of CMP findings and ensure all queries raised are followed up and completed to closure; ? Responsible for the co-ordination and monitoring of FATCA and CRS requirements; ? Assisting with FATCA / CRS submissions in a timely manner; ? Responsible for the monitoring the completion of client risk profiles (CRP?s), periodic reviews (PR?s) and action points; ? Act as Deputy MLRO for the Group Limited as lead licensee; ? Notify the business in a timely manner of and report on sanctions notifications and /or other notifications issued by the regulator and or/ other similar bodies. ? Maintain and distribute authorised signatory lists and due diligence packs to third parties and intermediaries; ? Assist with the implementation of training plans for staff members; ? Assist with various other ad hoc tasks and projects as delegated; ? Provide guidance to staff with regards AML / CFT regulations and the Company?s internal policies and procedures. The successful candidate will have: ? Minimum of 3 years? compliance experience and some secretarial experience. ? Willingness to start or continue studying towards an appropriate Compliance qualification. ? Signing Authority - ?B? Signatory For more information please email: info@pa.gg or call: +44 1481 723221. Please visit our website www.pa.gg for our latest vacancies.


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http://www.pa4jobs.com/jobs/Compliance-Officer-Guernsey/624875

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