19 Oct 2015
Compliance Monitoring Officer, Guernsey
Job DescriptionOur client is a leading independent, full-service financial services firm seeking to recruit a Compliance Monitoring Officer. Overall purpose of the role: To work with the Compliance Monitoring Manager and Head of Compliance to ensure the effective and accurate execution of the Compliance Monitoring Programme. Key responsibilities will include: ? Completion and continuous shaping and improvement of the monitoring programme across the company, based on regulatory, reputational and risk considerations ? Providing timely, accurate and comprehensive reports of monitoring findings to relevant stakeholders as required, including proposals for improvements to procedures ? Liaise with the business to ensure timely resolution of action points ? Building rapport with the business whilst continuously educating front office staff on regulatory changes and best practice across Jersey, Guernsey and IOM ? Maintain awareness of regulatory changes and ensure that these are communicated and reflected in the compliance monitoring programme ? Ensure a compliant culture throughout the business through ensuring appropriate behaviours and actions of employees ? Any other relevant duties. The successful candidate will have: ? At least 3 years? experience in auditing or compliance monitoring. ? Fully qualified ACA or ACCA would be an advantage. ? Good understanding of offshore financial regulations, data protection act and regulatory requirements outside of the UK and OSI, such as FATCA, EMIR. ? Good understanding of risk rating and audit practices.
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